Critiques of the Judiciary
Deceptive Prosecutors Ruled Immune from Accountability
John Thompson spent 18 years in prison, including 14 years on death row, for a
murder he didn't commit.
John Thompson was sentenced to death for a 1984 killing. But in 1999, a month before his scheduled execution, an investigator discovered a police lab report that upended the case. The New Orleans district attorney's office had knowledge of exculpatory evidence but never disclosed it during Thompson's trial. Former New Orleans District Attorney Harry Connick Sr. and his office were sued for failing to "train the prosecutors" who concealed this evidence. In 2003, after 18 years in prison, 14 of them on death row, Thompson walked out of Lousiana's State Penitentiary at Angola a free man. In 2011, following years of litigation, the U.S. Supreme Court finally ruled1 that Connick was entitled to "soverign immunity" from prosecution.
“The importance of (Thompson's) case is prosecutorial accountability whether or not violations of constitutional rights make a difference, or whether the prosecutor can just walk away without any accountability, any liability, any punishment for breaking the law.”-- Bennett Gershman (2010)
Pace University law professor
Misconduct at the Justice Department; Prosecuting offices' immunity testedBRAD HEATH and KEVIN McCOYOctober 6, 2010
WASHINGTON Americans can sue almost anyone for almost anything. But they can't sue prosecutors.
Not when prosecutors hide evidence that could prove someone's innocence. Not when they violate basic rules designed to make sure trials are fair. Not even when those abuses put innocent people in prison.
Nearly 35 years ago, the U.S. Supreme Court ruled that prosecutors cannot face civil lawsuits over how they handle criminal cases in court, no matter how serious or obvious the abuses. Since then, courts have further limited the circumstances under which prosecutors or their bosses can be sued for civil rights violations.
Absolute Prosecutorial Immunity In Imbler v. Pachtman, 424 U.S. 409 (1976), the U.S. Supreme Court ruled, inter alia, that “... considerations of public policy that underlie the common law rule of absolute immunity of a prosecutor from a suit for malicious prosecution likewise dictate absolute immunity under § 1983. Although such immunity leaves the genuinely wronged criminal defendant without civil redress against a prosecutor whose malicious or dishonest action deprives him of liberty, the alternative of qualifying a prosecutor's immunity would disserve the broader public interest in that it would prevent the vigorous and fearless performance of the prosecutor's duty that is essential to the proper functioning of the criminal justice system ...”
Today, in a case involving a New Orleans man who came within a month of being executed for a murder he didn't commit, the Supreme Court is scheduled to consider another aspect of prosecutorial immunity: whether people who were wrongly convicted can take local prosecutors' offices to court. The court's answer could determine the extent to which prosecutors' employers are also shielded if they fail to make sure attorneys comply with their constitutional responsibilities.
"Prosecutorial misconduct is a serious problem, and nothing is being done to adequately address it," said Kathleen Ridolfi, director of the Northern California Innocence Project, which released a study Monday that found hundreds of instances of misconduct by state and federal attorneys. "Prosecutors know ... they can commit misconduct with impunity."
A USA TODAY investigation documented 201 cases since 1997 in which judges determined that federal prosecutors had violated laws or ethics rules. Although those cases represent a small fraction of the tens of thousands that are filed in the nation's federal courts every year, judges found that the violations were so serious that they overturned convictions or rebuked the prosecutors for misconduct. Some of the abuses put innocent people in jail.
Not one resulted in a successful lawsuit against a prosecutor.
The latest test of the extent of prosecutors' immunity began with a December 1984 murder and a separate carjacking three weeks later in New Orleans. John Thompson was convicted of both crimes and sentenced to die for the murder. A month before his execution date, his lawyers discovered that prosecutors had deliberately covered up a police lab report that showed he could not have committed the carjacking. Then they uncovered still more evidence that undermined his murder conviction.
Thompson was freed in 2003. He sued New Orleans District Attorney Harry Connick Sr. and his office for failing to train the prosecutors who covered up that evidence. Four years after Thompson got out of prison, a jury awarded him $14 million; now the Supreme Court must decide whether he can keep it.
"The importance of (Thompson's) case is prosecutorial accountability whether or not violations of constitutional rights make a difference, or whether the prosecutors can just walk away without any accountability, any liability, any punishment, for breaking the law," said Pace University law professor Bennett Gershman, an expert on misconduct by prosecutors.
In 1976, the Supreme Court decided, in a case called Imbler v. Pachtman, that prosecutors have absolute immunity from civil rights lawsuits for their work in the courtroom. The court acknowledged that its ruling "does leave the genuinely wronged defendant without civil redress against a prosecutor whose malicious or dishonest action deprives him of liberty," but said the alternative was worse: leaving prosecutors to fear a lawsuit, or even bankruptcy, every time they lose a trial.
Without immunity, prosecutors "would be gun-shy" about taking on difficult cases, former U.S. attorney general John Ashcroft said.
The Supreme Court has said that, instead of being sued, prosecutors who break the rules could be kicked out of the legal profession or even charged with a crime. Those outcomes are rare. Although USA TODAY's investigation documented misconduct in 201 cases, it did not find a single federal prosecutor who was disbarred. Only one, Richard Convertino, was prosecuted. He was acquitted.
"Short of pointing a gun at a prisoner and pulling the trigger, the prosecutor can get away with just about anything," said Patrick Regan, an attorney for two Washington, D.C., men who spent decades in prison before a court overturned their convictions because prosecutors never turned over evidence that pointed to other suspects. The men sued, but a court ruled the prosecutors had immunity and threw out their case.
John Thompson was a 22-year-old high school dropout and self-described "small-time weed dealer" when he was arrested in 1985 for the slaying of a New Orleans businessman. Days later, prosecutors also charged that he was responsible for an armed carjacking of three teenagers outside the Superdome.
Thompson went on trial twice. Prosecutors tried Thompson for the carjacking first, and a jury convicted him. That set the stage for his murder trial several weeks later: Thompson decided not to testify because doing so would have opened the door for prosecutors to tell the jury that he had just been convicted of the carjacking. The jury found him guilty. When it was time to decide his punishment, jurors did hear about the carjacking, his first felony conviction, which enabled prosecutors to seek the death penalty. Jurors sentenced him to death.
Authorities scheduled Thompson's execution for the day before his son was to graduate from high school in 1999. Two Philadelphia corporate attorneys, Michael Banks and Gordon Cooney, had by then had taken on his case.
A month before his execution, an investigator working for them found a copy of a police lab report that upended the case. The report, based on blood found on the clothing of one of the carjacking victims, showed conclusively that Thompson had not committed that crime; the sample was blood type B, and Thompson's blood was type O.
That was enough for a court to throw out Thompson's carjacking conviction, and to overturn his death sentence. And it led to a series of discoveries including inconsistent witness statements that ultimately undermined Thompson's murder conviction as well. The district attorney's office in New Orleans had all that evidence when Thompson went on trial, but never disclosed it to his lawyers, as the law requires.
"It was a crazy, crazy feeling that you could be killed for something you didn't do," Thompson said last week.
He was retried in the murder case and acquitted. In 2003 after 18 years in prison, 14 of them on death row Thompson walked out of Louisiana's Angola penitentiary a free man.
Conduct "grossly illegal"
Almost no one defends the way New Orleans prosecutors handled his case. Graymond Martin, now second in command of the district attorney's office, said the prosecutor who hid the lab report, Gerald Deegan, "violated every moral, ethical and legal obligation that he had," and said the violation was "grossly illegal." Deegan, who died before the defense attorneys learned of the lab report, had admitted to another lawyer what he'd done.
Kyle Duncan, the chief of appeals for Louisiana's attorney general, said it's "unquestionable that the prosecutors on his case did do wrong."
It's also unquestionable that Thompson can never sue the individual prosecutors for what they did during his trial. Two prosecutors who worked on his case still practice law but are immune from lawsuits.
Instead, Thompson sued the district attorney's office itself. His lawyers alleged that the office which was run at the time of his trial by Connick, father of singer Harry Connick Jr. didn't train its attorneys about their legal obligation to turn over evidence that could help defendants prove their innocence. As a result, Thompson's lawyers argued, prosecutors didn't know what evidence they had to share, and, in Thompson's case, kept it secret. A federal jury agreed.
That's when the real battle began. Prosecutors in Louisiana insist that unless the Supreme Court throws out the jury's verdict, prosecutors' offices will have to worry about civil lawsuits every time one of their attorneys makes a mistake, a prospect that could leave them reluctant to bring tough cases.
In a series of rulings, the Supreme Court has said that prosecutors unlike police officers and most other government employees can face civil rights lawsuits only under narrow circumstances. They can be sued when misconduct happens during an investigation but not in court proceedings. And the justices have suggested that prosecutors' offices like other local government agencies can be liable for not training their employees.
"We can't sue the prosecutor, but we can sue the FBI agent. That's absurd," said Ben Gonek, an attorney for Kamil Koubriti, one of the men Convertino prosecuted in the nation's first major terrorism case after September 11. The Justice Department dismissed the terrorism charges when it concluded that Convertino had concealed evidence. Nonetheless, courts ruled that Koubriti could not sue Convertino; the Supreme Court on Monday declined to hear the case.
The Supreme Court is scheduled to hear arguments in Thompson's case this morning; a decision is expected before the court adjourns next June.1
After he was freed, Thompson opened a non-profit group in New Orleans to help others who were wrongly convicted readjust to society. Some of the men who have come through his door spent decades in prison. He helps them find housing and work.
In 2005, Louisiana set aside a pool of money for people who were wrongly convicted. The payments are capped at $150,000. Thompson's attorney Banks said Louisiana officials fought Thompson's claim for four years before finally sending him a check in September.
Questions of training
For years, some judges have faulted the Justice Department for doing too little to train and supervise its prosecutors. Last year, for example, the chief federal judge in Massachusetts became so frustrated with continuing violations of defendants' rights that he set up a training program for prosecutors and defense attorneys there.
The move by U.S. District Judge Mark Wolf came after prosecutors failed to turn over evidence that defense lawyers could have used to challenge a police officer's testimony in a routine gun possession case. Wolf berated officials from the U.S. attorney's office in Boston for "a dismal history of violations" that have a "powerful impact on individuals entitled to due process and a cancerous effect on the administration of justice."
The Justice Department has recently overhauled its own training program, in response to the collapse of its corruption case against former Alaska senator Ted Stevens; prosecutors had wrongly concealed evidence about the government's star witness. As a result, every federal prosecutor must now get regular training about his or her duty to turn over evidence to defendants.
The Justice Department has not taken a position on Thompson's case. The federal government cannot be sued for failing to train its employees the way local governments can be.
Still, a group of former Justice Department officials has urged the Supreme Court to uphold the jury's $14 million verdict [in the Thompson case]. In a brief by former solicitor general Paul Clement, they noted that "prosecutors face no threat of legal consequences for depriving criminal defendants of their rights" in cases where they have concealed evidence. Unless their offices face some form of liability, Clement said, "the question really does become whether there's any deterrent for a violation." Absolute immunity shields prosecutors from lawsuits.
A sampling of cases in which federal courts ruled that prosecutors were immune from civil suits though they had violated the rights of defendants or committed other transgressions:
Case: U.S. v. Wilson
Former CIA officer Edwin P. Wilson spent 20 years in prison for smuggling tons of plastic explosives to Libya. At his 1983 trial, Wilson said he was still working for the CIA when the shipments were made. The government said that the CIA had no contacts with him at the time. Wilson sought to vacate his conviction after his lawyers learned that CIA officials and the prosecutors had misled the court and that, in fact, there were more than 80 contacts between Wilson and the CIA.
Outcome: In 2003, a federal judge threw out Wilson's conviction and blasted both the CIA and the Justice Department, writing that "in the course of American justice, one would have to work hard to conceive of a more fundamentally unfair process. ... than the fabrication of false data by the government, under oath by a government official, presented knowingly by the prosecutor in the courtroom with express approval of his superiors in Washington." Wilson was released from prison in 2004 and now, at 82, rents a room from his brother in Seattle. "Even McDonald's wouldn't hire me," he said. He tried to sue the government, but the suit was dismissed because of the prosecutors' immunity. "I lost my family, lost my property. But more important, I lost my good name," Wilson said.
Case: U.S. v. Eastridge
Defendants Joseph Wayne Eastridge and Joseph Sousa, both members of a white motorcycle gang, were convicted in the 1974 slaying of a black man outside a Washington, D.C., bar. Eastridge served 29 years in prison, Sousa 20 years. In 2005, a U.S. District Court threw out their convictions, in part because prosecutors had failed to turn over evidence that could have implicated other men in the crime.
Outcome: The federal court ultimately exonerated both Eastridge and Sousa, saying: "Based on the full record, no reasonable juror would now find petitioners guilty beyond a reasonable doubt. The court finds that this is the rare case in which petitioners can prove their 'actual innocence' of the crime as well as violations of their constitutional rights." They sued the prosecutors, but a court threw out their lawsuit because of the prosecutors' absolute immunity. The only legal avenue left open is a pending U.S. Court of Federal Claims lawsuit against the government. Filed in January, the lawsuit seeks payment under a statute enacted by Congress 10 years ago to compensate those who were wrongly imprisoned. The law pays up to $50,000 per year of imprisonment. The case is scheduled for trial in January 2011.
Case: U.S. v. Sterba
James Sterba, a bus driver, was charged with soliciting a minor online for a sexual encounter. A U.S. District Court in Florida dismissed the charges against him because prosecutor Karen Schmid Cox allowed a government informant to lie about her identity in court, concealng her criminal history. Defense attorneys discovered that the informant, who had pretended to be a 13-year-old girl online, had been convicted earlier of filing a false police report and making false statements in court. The trial judge said the informant had "severe credibility problems" and that Cox "wanted the defense to know none of this."
Outcome: Sterba attempted to sue Cox and others for violating his rights, but the district court dismissed the case against her, finding she was protected by absolute immunity. The U.S. Court of Appeals for the 11th Circuit upheld the lower court. In 2001, the Florida Supreme Court ordered that Cox's law license be suspended for a year because of misconduct. Cox now works for a law firm in Florida.
Case: U.S. v. Koubriti
The Justice Department in 2004 asked a U.S. District Court in Michigan to dismiss terrorism charges against Karim Koubriti and other defendants who had been convicted in the nation's first terrorism case after 9/11. The court did so, ruling that "at critical junctures and on critical issues" the prosecution failed to turn over to the defense evidence that pointed to the defendants' innocence. "The prosecution materially misled the court, the jury and the defense as to the nature, character and complexion of critical evidence."
Outcome: The chief prosecutor, Richard Convertino, was indicted in 2006 for concealing evidence and allowing witnesses to lie. A jury acquitted Convertino, who remains a member in good standing of the Michigan bar. Koubriti attempted to sue Convertino over the misconduct, but the U.S. Court of Appeals ruled in February 2010 that the prosecutor was protected by absolute immunity. On Monday [October 4, 2010], the U.S. Supreme Court declined to consider the case.Copyright 2010, USA TODAY
From: Brad Heath and Kevin McCoy, "Misconduct at the Justice Department; Prosecuting offices' immunity tested," USA TODAY, October 6, 2010, http://usatoday30.usatoday.com/news/washington/judicial/2010-10-05-federal-prosecutor-immunity_N.htm, accessed 03/09/2015. Reprinted in accordance with the "fair use" provision of Title 17 U.S.C.
§ 107for a non-profit educational purpose.
- Connick v. Thompson, 563 U.S. ____ (2011).
- Brian Rogers, "Prosecutor in Graves case disbarred in rare move," Houston Chronicle, June 12, 2015.
- 48 Hours: "Grave Injustice," CBS News, March 19, 2012, http://www.cbsnews.com/news/students-help-free-wrongfully-convicted-man-19-03-2012/, accessed 07/04/2015.
- Crimesider Staff, "DA disbarred for sending Texas man to death row," CBS/AP, June 12, 2015, http://www.cbsnews.com/news/charles-sebasta-prosecutor-of-wrongfully-convicted-man-anthony-graves-loses-law-license/, accessed 07/04/2015.
- Tulanelink.com, "Prosecutorial Misconduct; Glenn Ford was freed after nearly 30 years in Louisiana's Angola Penitentiary."
- Tulanelink.com, "Charles Sebesta 'Disciplined' for Prosecutorial Misconduct; Anthony Graves spent 18 years in prison, including 12 years on death row, for murders he didn't commit."
- Tulanelink.com,"Deceptive Proscutors Ruled Immune from Accountability
(Part 2); John Thompson reflects on his 18 years in prison for a murder he didn't commit."
- Tulanelink.com,"Dishonest Prosecutor Receives Slap on Hand."
- Alex Kozinski, "Preface; Criminal Law 2.0," Ann. Rev. Crim. Proc., 44 Georgetown Law Review, 2015.
- Judge Kozinski speaks out on the origins and consequences of prosecutorial misconduct and the critical need for reform.
- "Qualified Immunity: Striking the Balance for Prosecutor Accountability," Center for Prosecutor Integrity, 2014.
OPPRESSION OF CITIZENS POLICE AND HOME ENTRY POLICE STATE IN NEW ORLEANS FIXING THE JUDICIARY JUDICIAL INSPECTOR GENERAL POLICING FOR PROFIT THE END OF JUSTICE MILITARIZATION OF POLICE WARRIOR COPS OCCUPY THE COURTS! MYTH OF JUDICIAL IMPARTIALITY POLICE MISCONDUCT EXONERATED
Help Balance the Scales of Justice! Censure Judge Berrigan? Send a Message to Congress!
Web site created November, 1998 This section last modified July, 2015
| Home Page | Site Map | About Bernofsky | Curriculum Vitae | Lawsuits | Case Calendar |
| Judicial Misconduct | Judicial Reform | Contact | Interviews | Disclaimer |
This Web site is not associated with Tulane University or its affiliates
© 1998-2015 Carl Bernofsky - All rights reserved